Stephen Rafter
Stephen Rafter is a registered investment advisor at LPL Financial LLC, based in Linthicum, MD, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
971 Corporate Blvd, Linthicum, MD, 21090
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Regulatory History (1)
Customer Dispute
October 2011Other Business Activities
Stephen works at State Employees Credit Union Maryland and SECU Financial Partners, the latter being a DBA for his LPL business, dedicating about a quarter of his time. He also works as a server/bartender at Atlas Restaurant Group, spending about a quarter of his time there as well.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Good Life Advisors, LLC
LPL Financial LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
PNC Investments
PNC InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Edward Jones
Edward JonesBroker
Edward Jones
Edward JonesBroker
First Investors CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.