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Joseph Bragdon

Kestra Advisory Services, LLC
11 Years of Experience
Palo Alto, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Bragdon is a CFA-designated registered investment advisor at Kestra Advisory Services, LLC, based in Palo Alto, CA, with 11 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

260 Sheridan Ave, Suite 210, Palo Alto, CA, 94306

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is a Vice President at Financial Architects Partners, where he works with clients on life insurance as part of their financial goals, dedicating nearly full-time hours. He also works as an Investment Advisor Representative at Kestra Advisory Services, LLC, providing investment advisory services, also dedicating nearly full-time hours.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLC
January 2015 - Present · 11 yrs 9 mos
Kestra Investment Services, LLCBroker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
NFP Advisor Services, LLC
May 2015 - September 2016 · 1 yr 4 mos
State Registrations14 states
AKCACTDEFLKYMAMDMTNCNJNYSDWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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