AB
AB

Andrea Brooklier

18 Years of Experience
Chicago, IL
Broker

Andrea Brooklier is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 18 years of industry experience. Andrea is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 65,258 clients with $280B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
253 advisors
Number of Clients
65,258 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$280.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $25.0M0.60%
$25.0M - $50.0M0.50%
$50.0M - $100.0M0.45%
$100M+0.40%

Fees vary significantly depending on the specific strategy selected (equity, fixed income, real assets, etc.) and account type (institutional vs. retail). The schedule shown reflects the Large Cap Core institutional strategy. Other strategies have different fee schedules, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nuveen Asset Management, LLC
April 2024 - Present · 2 yrs 6 mos
Nuveen Securities, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Natixis Distribution, LLCBroker
June 2021 - March 2024 · 2 yrs 9 mos
Natixis Advisors, LLC
June 2021 - March 2024 · 2 yrs 9 mos
Nuveen Asset Management, LLC
July 2011 - August 2021 · 10 yrs 1 mo
Nuveen Securities, LLCBroker
July 2011 - June 2021 · 9 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Citigroup Global Markets INC.
January 2008 - June 2009 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors