MV
MV
Maria Victoria
16 Years of Experience
Los Angeles, CA
5 DisclosuresBroker
Maria Victoria is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 16 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
2000 Avenue of the Stars, 12th Floor South, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2025Final
Financial
February 2025Final
Financial
January 2025Final
Financial
August 2024Final
Financial
July 2024Final
Employment History
Current Registrations
UBS Financial Services INC.
September 2026 - Present · 1 mo
UBS Financial Services INC.Broker
September 2026 - Present · 1 mo
Previous Registrations
Morgan Stanley
February 2022 - September 2026 · 4 yrs 7 mos
Morgan StanleyBroker
February 2022 - September 2026 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - February 2022 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2018 - February 2022 · 3 yrs 2 mos
Morgan StanleyBroker
January 2015 - November 2018 · 3 yrs 10 mos
Morgan Stanley
January 2015 - November 2018 · 3 yrs 10 mos
UBS Financial Services INC.
June 2014 - December 2014 · 6 mos
UBS Financial Services INC.Broker
June 2014 - December 2014 · 6 mos
Morgan Stanley
December 2009 - June 2014 · 4 yrs 6 mos
Morgan StanleyBroker
September 2009 - June 2014 · 4 yrs 9 mos
State Registrations47 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSLAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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