MV
MV
Maria Victoria is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History (5)
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Financial
December 2025Final
Financial
February 2025Final
Financial
January 2025Final
Financial
August 2024Final
Financial
July 2024Final
Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 7 mos
Morgan Stanley
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - February 2022 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2018 - February 2022 · 3 yrs 2 mos
Morgan Stanley
January 2015 - November 2018 · 3 yrs 10 mos
Morgan StanleyBroker
January 2015 - November 2018 · 3 yrs 10 mos
UBS Financial Services INC.
June 2014 - December 2014 · 6 mos
UBS Financial Services INC.Broker
June 2014 - December 2014 · 6 mos
Morgan Stanley
December 2009 - June 2014 · 4 yrs 6 mos
Morgan StanleyBroker
September 2009 - June 2014 · 4 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.