Joseph Viggiani is a registered investment advisor, based in Mt. Kisco, NY, with 14 years of industry experience.
Location
Mt. Kisco, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
October 2017 - Present · 8 yrs 7 mos
Transamerica Retirement Advisors, LLC
October 2017 - Present · 8 yrs 7 mos
Transamerica Investors Securities, LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Scottrade Investment Management
February 2017 - October 2017 · 8 mos
Scottrade, INC.Broker
April 2014 - October 2017 · 3 yrs 6 mos
AXA Advisors, LLCBroker
May 2013 - February 2014 · 9 mos
Wts Proprietary Trading Group LLCBroker
January 2012 - April 2013 · 1 yr 3 mos
Dimension Trading Group, LLCBroker
June 2011 - January 2012 · 7 mos
Madison Proprietary Trading Group, LLCBroker
January 2007 - March 2007 · 2 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.