Gavin Filasek
Gavin Filasek is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Baton Rouge, LA, with 19 years of industry experience. Gavin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1 Smart Way Suite 101, Baton Rouge, LA, 70810
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gavin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the owner of King Filasek LLC, dedicating about half of his time to it, and the 100% owner of Filasek Holdings, LLC, dedicating minimal time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.