SP
CFP
SP
CFP

Sarah Pifer

18 Years of Experience
Waxhaw, NC
Broker

Sarah Pifer is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Waxhaw, NC, with 18 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

Waxhaw, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
April 2019 - Present · 7 yrs 6 mos
Hightower Securities, LLC
April 2019 - Present · 7 yrs 6 mos
Hightower Securities, LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Fieldpoint Private Securities, LLCBroker
June 2012 - May 2019 · 6 yrs 11 mos
Fieldpoint Private Securities LLC
June 2012 - May 2019 · 6 yrs 11 mos
Barclays Capital INC.
March 2009 - July 2012 · 3 yrs 4 mos
Barclays Capital INC.Broker
September 2008 - July 2012 · 3 yrs 10 mos
Lehman Brothers INC.Broker
January 2008 - September 2008 · 8 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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