SP
CFP
SP
CFP

Sarah Pifer

18 Years of Experience
Waxhaw, NC
Broker

Sarah Pifer is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Waxhaw, NC, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

Waxhaw, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
April 2019 - Present · 7 yrs 1 mo
Hightower Securities, LLC
April 2019 - Present · 7 yrs 1 mo
Hightower Securities, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Fieldpoint Private Securities, LLCBroker
June 2012 - May 2019 · 6 yrs 11 mos
Fieldpoint Private Securities LLC
June 2012 - May 2019 · 6 yrs 11 mos
Barclays Capital INC.
March 2009 - July 2012 · 3 yrs 4 mos
Barclays Capital INC.Broker
September 2008 - July 2012 · 3 yrs 10 mos
Lehman Brothers INC.Broker
January 2008 - September 2008 · 8 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Pifer - Financial Advisor | TrueAdvisor