Brian Smith
Brian Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Vadnais Heights, MN, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1050 Centerville Circle Suite 200, Vadnais Heights, MN, 55127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent insurance agent selling fixed insurance products since 2007, and also provides internal support to new hire representatives at Money Geeks Financial Network Inc. These activities take about half of his time. Brian also works as a replay technician for the Big Ten Athletic Conference, is a board member for Saint Thomas Academy's alumni association, and will be on the replay officiating staff for the NFL starting in 2025.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations5 states
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