Brian Walsh is a CFP-designated registered investment advisor, based in San Francisco, CA, with 16 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLCBroker
July 2019 - Present · 6 yrs 9 mos
Sofi Securities LLC
July 2019 - Present · 6 yrs 9 mos
Sofi Wealth LLC
August 2018 - Present · 7 yrs 8 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2015 - June 2018 · 3 yrs 5 mos
Advice and Planning Services
January 2015 - June 2018 · 3 yrs 5 mos
Robert W. Baird & CO. Incorporated
September 2011 - March 2013 · 1 yr 6 mos
Robert W. Baird & CO. IncorporatedBroker
August 2011 - March 2013 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
September 2007 - July 2011 · 3 yrs 10 mos
State Registrations3 states
DEMITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.