PB
PB
Patrick Baker
19 Years of Experience
San Francisco, CA
1 DisclosureBroker
Patrick Baker is a registered investment advisor at J.P. Morgan Securities LLC, based in San Francisco, CA, with 19 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5655 Geary Boulevard, San Francisco, CA, 94121
Get directionsHistory
Regulatory History (1)
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Criminal
June 2002Final Disposition
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
August 2018 - Present · 8 yrs 2 mos
J.P. Morgan Securities LLC
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2013 - August 2018 · 5 yrs 1 mo
Charles Schwab & CO., INC.Broker
July 2013 - August 2018 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2012 - June 2013 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2012 - June 2013 · 10 mos
Credit Suisse Securities (USA) LLC
October 2008 - September 2012 · 3 yrs 11 mos
Credit Suisse Securities (USA) LLCBroker
October 2008 - September 2012 · 3 yrs 11 mos
UBS Financial Services INC.
July 2007 - October 2008 · 1 yr 3 mos
UBS Financial Services INC.Broker
June 2007 - October 2008 · 1 yr 4 mos
State Registrations14 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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