Keith Weiss is a registered investment advisor at Weiss Financial Group LLC, based in Mahopac, NY, with 17 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 109 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M - $3.0M | 1.00% |
| $3M+ | 0.85% |
Fees are negotiable depending upon the needs of the client and complexity of the situation. If a client uses WFG for financial planning, then the client may receive a discount on the investment service fees.
Fee Estimator
Contact
Keith Weiss
Location
704 Route 6, Mahopac, NY, 10541
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keith is a managing partner and 5% owner of Weiss Advisory Group, a tax and accounting firm, since 2004. He dedicates minimal time to this business, and it is not investment related.
Employment History
Current Registrations
Weiss Financial Group LLC
Previous Registrations
Asset & Financial Planning, LTD
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Specialties: