A. Koplan is a registered investment advisor at Koplan & Associates, based in Chattanooga, TN, with 18 years of industry experience. A. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 63 clients with $6.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Koplan & Associates offers investment management services where the annual fee ranges from 0.8% to 1.5% of the value of your portfolio. The fee is negotiable. Fees are billed quarterly.
Koplan & Associates also has a relationship with Gradient Investments, LLC. The fee for these services is based on a percentage of the value of your portfolio. The fees are:
- Strategic Portfolios: 2.00% annually (1.00% to Gradient Investments and 1.00% to Koplan & Associates)
- Tactical Portfolios: 1.80% annually (0.80% to Gradient Investments and 1.00% to Koplan & Associates)
- Allocation & Defined Outcome Portfolios: 1.70% annually (0.70% to Gradient Investments and 1.00% to Koplan & Associates)
- Preservation Portfolios: 1.00% annually (0.40% to Gradient Investments and 0.60% to Koplan & Associates)
- Client Directed Accounts: $300 annually to Gradient Investments
Koplan & Associates also offers discretionary direct asset management services utilizing Freedom Investment Management, LLC. The fees are:
- UMA Program: First $250,000: 2.15% annually, Next $250,000: 2.05% annually, Next $1,500,000: 1.95% annually, Next $3,000,000: 1.80% annually, Amounts over $5,000,000: 1.65% annually. Koplan & Associates retains 1.00% of the fee.
- ETF Program: First $250,000: 1.90% annually, Next $250,000: 1.80% annually, Next $1,500,000: 1.70% annually, Next $3,000,000: 1.55% annually, Amounts over $5,000,000: 1.40% annually. Koplan & Associates retains 1.00% of the fee.
Location
7522 East Brainerd Road, Chattanooga, TN, 37421
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
A. is affiliated with Koplan & Associates, a CPA firm offering tax, accounting, business consulting, and investment services. A. is also a member of R & A Properties LLC since 2014, managing office space rentals and dedicating minimal time to this activity.
Employment History
Current Registrations
Koplan & Associates
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.