JF
JF

John Finneran

18 Years of Experience
Los Angeles, CA
Broker

John Finneran is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John owns Finneran Consulting LLC, which operates fantasy sports leagues, since 2018. He dedicates minimal time to this activity.

Employment History
Current Registrations
Capital Client Group, INC.
May 2021 - Present · 5 yrs
Capital Client Group, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Blackrock Investment Management, LLC
March 2019 - March 2021 · 2 yrs
Blackrock Investments, LLCBroker
March 2019 - March 2021 · 2 yrs
Vanguard Marketing CorporationBroker
June 2013 - March 2019 · 5 yrs 9 mos
Strategic Advisers, INC.
November 2010 - June 2013 · 2 yrs 7 mos
Fidelity Brokerage Services LLCBroker
November 2010 - May 2013 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.