Scott Osborne
Scott Osborne is a registered investment advisor at Ameriprise Financial Services, LLC, based in Edgewood, KY, with 13 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
130 Dudley Pike, Ste 250, Edgewood, KY, 41017-4312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott owns BreakwaterSO, LLC and a 20% share of Instill, LLC, both related to ownership in their Ameriprise practice, dedicating a few hours per week to each. Scott also works for Instill, LLC, handling payroll, benefits, and expenses, serving as treasurer and secretary, spending a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Dw INC.Broker
State Registrations31 states
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