Casey Head
Casey Head is a registered investment advisor at Principal Securities, INC., based in Fitzwilliam, NH, with 19 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
Fitzwilliam, NH
Get directionsHistory
Regulatory History (1)
Criminal
August 2003Other Business Activities
Casey is the President & CEO of White Stag Martial Arts/White Stag Corporation and provides strategic direction for marketing and recruitment, dedicating a few hours per week. Casey also owns and monetizes a blog called The Country Gentleman and is a planning board member for the Town of Fitzwilliam, spending minimal time on each activity.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Principal Securities, INC.
Ing Financial Partners, INC.Broker
Metlife Investors Distribution CompanyBroker
New England SecuritiesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.