Sean Pickett
Sean Pickett is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 18 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
225 W Randolph St, Ste 2000, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean earns commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and disability income insurance products. He also dedicates about 10-20% of his time to Near West Little League as President, coach, and treasurer, and spends minimal time on investment properties he owns.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.