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Frank Moore

18 Years of Experience
Mifflinburg, PA
BrokerSells Insurance

Frank Moore is a registered investment advisor, based in Mifflinburg, PA, with 18 years of industry experience.

Location

4177 Wildwood Rd, Mifflinburg, PA, 17844

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Frank is an independent insurance agent selling various insurance products since 2007 and an investment advisor representative with Vicus Capital, Inc. since 2011. He is also a board member of Zula C Moore Family Holdings LLC and owner of Frank D Moore Financial, Inc., dedicating about a quarter of his time to the latter.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs
Vicus Capital, INC.
August 2011 - Present · 15 yrs 1 mo
Previous Registrations
Walnut Street Securities, INC.Broker
July 2011 - September 2013 · 2 yrs 2 mos
Edward Jones
April 2007 - July 2011 · 4 yrs 3 mos
Edward JonesBroker
March 2007 - July 2011 · 4 yrs 4 mos
State Registrations13 states
FLGAINMDNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.