Patrick Norfleet is a registered investment advisor at Sowell Management, based in Houston, TX, with 18 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
4400 Post Oak Pkwy, Ste 1100, Houston, TX, 77027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is employed by Weaver and Tidwell, working under affiliates Weaver Capital Advisors and Family Office Services, providing financial advisory services. He also holds a Texas Insurance Producers License since 2008, selling life, accident, health, and HMO insurance products for a commission, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Edward Jones
Edward JonesBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Zions Direct, INC.Broker
Zions Capital Advisors, INC.
Amegy Investments, INC.Broker
Amegy Investments, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.