Syed Tirmizi is a registered investment advisor, based in New York, NY, with 5 years of industry experience.
Location
405 Lexington Ave, Suite 866, New York, NY, 10174
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Syed is a partner at Allere LLC DBA SovDoc, an investment banking firm, since July 2024. He serves as a leading principal engaged in mergers and acquisitions advisory services, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Finalis Securities LLCBroker
Finalis Securities LLC
Elphinstone
Previous Registrations
Itg INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.