RH
RH

Richard Hopkins

19 Years of Experience
Princeton, NJ
2 DisclosuresBroker

Richard Hopkins is a registered investment advisor at Thrivent Investment Management INC., based in Princeton, NJ, with 19 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

475 Wall St, Princeton, NJ, 08540

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History

Regulatory History (2)
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Judgment / Lien
May 2010
Judgment / Lien
December 2009
Other Business Activities

Richard is a commissioner for Montgomery Township Fire District #2, an elected position with taxing authority. This requires a few hours per week and is not investment-related.

Employment History
Current Registrations
Thrivent Investment Management INC.
April 2007 - Present · 19 yrs 3 mos
Thrivent Investment Management INC.Broker
March 2007 - Present · 19 yrs 4 mos
Thrivent Investment Management INC.
March 2007 - Present · 19 yrs 4 mos
State Registrations16 states
AZCOCTDEFLMTNCNJNYOHPASCSDTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Hopkins - Financial Advisor | TrueAdvisor