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Samuel Rosner
18 Years of Experience
Murfreesboro, TN
1 DisclosureBrokerSells Insurance
Samuel Rosner is a registered investment advisor, based in Murfreesboro, TN, with 18 years of industry experience.
Location
Murfreesboro, TN
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Regulatory History (1)
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Criminal
October 2018Final Disposition
Other Business ActivitiesSells Insurance
Samuel is an insurance agent selling life, health, disability, and annuities, dedicating a few hours per week. He is also an Investment Advisor Representative with Vicus Capital, Inc. taking nearly full-time hours and a Registered Representative with Rosner Financial Group taking nearly full-time hours. Samuel owns Rosner Financial TN Inc. and Rosner Financial Inc. for accounting and tax reporting purposes, dedicating minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 10 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Vicus Capital, INC.
May 2007 - Present · 19 yrs 2 mos
Previous Registrations
Walnut Street Securities, INC.Broker
March 2007 - September 2013 · 6 yrs 6 mos
State Registrations6 states
CAFLNJNYTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.