ZT
ZT
Zohaib Tariq
16 Years of Experience
Mcdonough, GA
2 DisclosuresBroker
Zohaib Tariq is a registered investment advisor at Cape Investment Advisory, INC., based in Mcdonough, GA, with 16 years of industry experience. Zohaib operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,634 clients with $400M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
34 advisors
Number of Clients
1,634 clients
Average Client Portfolio
$246K average
Assets Under Management
$402.4M
Fee Structure
Minimum Investment:$25K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.25% |
| $1M+ | 2.00% |
The annual fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013Settled
Customer Dispute
September 2012Settled
Employment History
Current Registrations
Cape Investment Advisory, INC.
January 2025 - Present · 1 yr 4 mos
American Global Wealth Management, INC.
January 2025 - Present · 1 yr 4 mos
American Global Wealth Management, INC.Broker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Prudential Financial Planning Services
July 2024 - September 2024 · 2 mos
Pruco Securities, LLC.Broker
June 2024 - September 2024 · 3 mos
Citigroup Global Markets INC.
October 2022 - April 2024 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
October 2022 - April 2024 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
October 2021 - April 2022 · 6 mos
Spartan Capital Securities, LLCBroker
November 2019 - August 2021 · 1 yr 9 mos
Woodstock Financial Group, INC.Broker
October 2017 - November 2019 · 2 yrs 1 mo
Four Points Capital Partners LLCBroker
September 2016 - October 2017 · 1 yr 1 mo
Woodstock Financial Group, INC.Broker
April 2016 - October 2016 · 6 mos
Avenir Financial GroupBroker
January 2016 - March 2016 · 2 mos
Woodstock Financial Group, INC.Broker
November 2014 - October 2015 · 11 mos
Four Points Capital Partners LLCBroker
July 2013 - November 2014 · 1 yr 4 mos
Columbus Advisory Group, LTD.Broker
September 2010 - August 2013 · 2 yrs 11 mos
Cbg Financial Group, INC.Broker
October 2009 - September 2010 · 11 mos
Gunnallen Financial, INCBroker
February 2007 - June 2008 · 1 yr 4 mos
State Registrations8 states
CAFLLANJNYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.