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Michael Brown
18 Years of Experience
Coralville, IA
2 DisclosuresBrokerSells Insurance
Michael Brown is a registered investment advisor, based in Coralville, IA, with 18 years of industry experience.
Location
2229 E Grantview Lane, #1, Coralville, IA, 52241
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2016Denied
Criminal
October 1993Final Disposition
Other Business ActivitiesSells Insurance
Michael is an advisory representative of a registered investment advisor (RIA) and an investment advisor representative (IAR) using a trade name/DBA/advisor. He is also an independent insurance agent for various independent insurance companies, and this takes about 10-20% of his time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 5 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Voya Financial Advisors, INC.
March 2017 - June 2020 · 3 yrs 3 mos
Voya Financial Advisors, INC.Broker
April 2007 - June 2020 · 13 yrs 2 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.