Stephen Duck is a CFP-designated registered investment advisor at G. Allen Financial INC., based in Santa Fe, NM, with 10 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 40 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.05% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.25% |
Legacy client portfolios with total assets of less than $500,000 are charged a flat rate of 1.25% AUM. Fees are not negotiable.
Fee Estimator
Location
300 Paseo De Peralta, Suite 209, Santa Fe, NM, 87501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
G. Allen Financial INC.
State Registrations2 states
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