JP
JP

John Pratt

17 Years of Experience
Eldora, IA
BrokerSells Insurance

John Pratt is a registered investment advisor at Cetera Investment Advisers LLC, based in Eldora, IA, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1202 Edgington, Eldora, IA, 50627

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

John is an independent insurance agent selling fixed insurance products since 2016, dedicating full-time hours. He is also the president/owner of HCSB Investment Services, a financial services DBA, taking about half of his time, and the owner of John Pratt Financial LLC, spending minimal time on administrative tasks. He also has a family member relationship with Pratt Farms, but has no duties there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
December 2016 - June 2021 · 4 yrs 6 mos
Voya Financial Advisors, INC.Broker
December 2016 - June 2021 · 4 yrs 6 mos
Vsr Financial Services, INC.Broker
September 2016 - November 2016 · 2 mos
Vsr Advisory Services
September 2016 - November 2016 · 2 mos
Summit Financial Group INC
September 2016 - December 2016 · 3 mos
Summit Brokerage Services, INC.Broker
September 2016 - December 2016 · 3 mos
Vsr Advisory Services
June 2015 - September 2016 · 1 yr 3 mos
Vsr Financial Services, INC.Broker
June 2015 - September 2016 · 1 yr 3 mos
Voya Financial Advisors, INC.
July 2009 - July 2015 · 6 yrs
Voya Financial Advisors, INC.Broker
June 2009 - July 2015 · 6 yrs 1 mo
Edward Jones
June 2007 - July 2007 · 1 mo
Edward JonesBroker
April 2007 - July 2007 · 3 mos
State Registrations21 states
AKARAZCACOFLIAILKSMIMNMONCNENJNVORSDTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Pratt - Financial Advisor | TrueAdvisor