Sachin Kumar is a registered investment advisor, based in New York, NY, with 15 years of industry experience. Sachin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
521 Fifth Ave, 12th Floor, New York, NY, 10175
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Regulatory History (3)
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Regulatory
May 2020Final
Employment Separation After Allegations
July 2019Customer Dispute
June 2019Closed-No Action
Employment History
Current Registrations
Laidlaw & Company (UK) LTD.Broker
October 2019 - Present · 7 yrs
Laidlaw Wealth Management LLC
October 2019 - Present · 7 yrs
Previous Registrations
Morgan Stanley
July 2016 - August 2019 · 3 yrs 1 mo
Morgan StanleyBroker
May 2016 - August 2019 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
March 2007 - March 2012 · 5 yrs
State Registrations6 states
CACTNJNVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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