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Sachin Kumar
Laidlaw Wealth Management LLC
14 Years of Experience
3 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
Estate Planning
Laidlaw Wealth Management LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
6 advisors
Number of Clients
113 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$114.8M
Fee Structure
Minimum Investment:
$25K
Investment Management
Planning
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Location
521 Fifth Ave, 12th Floor, New York, NY, 10175
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History
Regulatory History (3)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Regulatory
May 2020
Final
Employment Separation After Allegations
July 2019
Customer Dispute
June 2019
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Laidlaw & Company (UK) LTD.
Broker
October 2019 - Present · 6 yrs 4 mos
Laidlaw Wealth Management LLC
October 2019 - Present · 6 yrs 4 mos
Previous Registrations
Morgan Stanley
July 2016 - August 2019 · 3 yrs 1 mo
Morgan Stanley
Broker
May 2016 - August 2019 · 3 yrs 3 mos
Chase Investment Services CORP.
Broker
March 2007 - March 2012 · 5 yrs
State Registrations
5 states
CT
NJ
NV
NY
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.