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Ryan Thomas

18 Years of Experience
Chico, CA
BrokerSells Insurance

Ryan Thomas is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chico, CA, with 18 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ryan is an independent insurance broker with Mass Mutual Life Insurance Company since 2014, focusing on disability income. He also serves as a board member for Thomas in Chico, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLC
August 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLCBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
September 2020 - August 2022 · 1 yr 11 mos
MML Investors Services, LLCBroker
March 2014 - August 2022 · 8 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
February 2008 - March 2014 · 6 yrs 1 mo
State Registrations14 states
CACOFLIDILMAMINVNYOHORTNWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.