RB
CFP
RB
CFP

Ryan Brockhaus

18 Years of Experience
Mendota Hts, MN
1 DisclosureBrokerSells Insurance

Ryan Brockhaus is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mendota Hts, MN, with 18 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

1191 Northland Dr, Ste 150, Mendota Hts, MN, 55120

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022
Denied
Other Business ActivitiesSells Insurance

Ryan may earn commissions from insurance companies for sales of non-variable life, health, medicare, annuity, disability, and/or long-term care insurance products. Ryan also owns Brockhaus Holdings LLC, a legal entity established for business purposes and receiving WMC compensation, taking about 10-20% of Ryan's time.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2007 - Present · 18 yrs 11 mos
State Registrations28 states
AZCACOCTFLGAHIIAILKSLAMDMIMNMTNCNDNENVNYOHORSCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Brockhaus - Financial Advisor | TrueAdvisor