ZH
ZH

Zachary Herrera

18 Years of Experience
Melville, NY
Broker

Zachary Herrera is a registered investment advisor at UBS Financial Services INC., based in Melville, NY, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

58 South Service Road, Suite 310, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
January 2024 - Present · 2 yrs 4 mos
UBS Financial Services INC.
January 2024 - Present · 2 yrs 4 mos
UBS Financial Services INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
July 2017 - January 2024 · 6 yrs 6 mos
Raymond James & Associates, INC.Broker
July 2017 - January 2024 · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
June 2012 - July 2017 · 5 yrs 1 mo
Morgan Stanley Smith Barney LLC
August 2010 - July 2012 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
August 2010 - July 2012 · 1 yr 11 mos
Neuberger Berman Management LLCBroker
October 2009 - June 2010 · 8 mos
Neuberger Berman Management LLC
October 2009 - December 2009 · 2 mos
Neuberger Berman LLC
May 2009 - October 2009 · 5 mos
Neuberger Berman LLCBroker
November 2007 - October 2009 · 1 yr 11 mos
State Registrations35 states
AZCACOCTDCDEFLGAILINKYMAMDMIMNNCNHNJNMNVNYOHORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.