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Gary Schmidt is a registered investment advisor, based in Minnetonka, MN, with 19 years of industry experience.
Location
10900 Wayzata Blvd., Suite 830, Minnetonka, MN, 55305
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Regulatory History (1)
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Customer Dispute
September 2010Denied
Other Business ActivitiesSells Insurance
Gary is involved with Summit Financial Advisors as a DBA for Level Four Financial Business, dedicating about 10-20% of his time. He also has a business entity, West Associates, LLC, for tax/investment purposes, and is an agent for Level Four Insurance Services, LLC, selling non-variable insurance. Gary spends nearly full-time (75%) with Level Four Advisory Services, LLC as a registered investment advisor.
Employment History
Current Registrations
Level Four Financial, LLCBroker
August 2021 - Present · 4 yrs 11 mos
Level Four Advisory Services
January 2014 - Present · 12 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
January 2014 - August 2021 · 7 yrs 7 mos
Thrivent Investment Management INC.
December 2013 - January 2014 · 1 mo
Thrivent Investment Management INC.Broker
March 2007 - January 2014 · 6 yrs 10 mos
State Registrations3 states
FLMNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.