EK
EK

Eric Korngold

17 Years of Experience
New York, NY
Broker

Eric Korngold is a registered investment advisor at Park Avenue Securities LLC, based in New York, NY, with 17 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

10 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
September 2021 - Present · 4 yrs 8 mos
Park Avenue Securities LLCBroker
September 2021 - Present · 4 yrs 8 mos
Park Avenue Securities LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
August 2021 - August 2021 · 0 mos
Citigroup Global Markets INC.Broker
October 2013 - August 2021 · 7 yrs 10 mos
UBS Financial Services INC.Broker
January 2010 - September 2013 · 3 yrs 8 mos
Barclays Capital INC.
January 2009 - February 2009 · 1 mo
Barclays Capital INC.Broker
September 2008 - February 2009 · 5 mos
Lehman Brothers INC.
March 2008 - October 2008 · 7 mos
Lehman Brothers INC.Broker
September 2007 - September 2008 · 1 yr
State Registrations9 states
CTDEMAMENHNJNYRIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.