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Cathey Elaine Fisher
Thurston Springer Advisors
18 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
High Net Worth
Thurston Springer Advisors
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
101 advisors
Number of Clients
4,342 clients
Average Client Portfolio
$912K average
Assets Under Management
$4.0B
Fee Structure
Minimum Investment:
$25K
Investment Management
Planning
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Location
9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
October 2016
Customer Dispute
October 2008
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Thurston Springer Advisors
July 2024 - Present · 1 yr 7 mos
Thurston Springer Financial
Broker
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Phillips Capital Advisors, INC.
January 2023 - June 2024 · 1 yr 5 mos
T.S. Phillips Investments, INC.
Broker
April 2012 - June 2024 · 12 yrs 2 mos
Phillips Capital Advisors, INC.
April 2012 - January 2023 · 10 yrs 9 mos
Edward Jones
July 2007 - April 2012 · 4 yrs 9 mos
Edward Jones
Broker
April 2007 - April 2012 · 5 yrs
State Registrations
4 states
CO
NH
OK
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Cathey Elaine Fisher - Financial Advisor | TrueAdvisor