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Eric Schmidling

10 Years of Experience
Milwaukee, WI
Broker

Eric Schmidling is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 10 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is the board treasurer for the TKE Educational Foundation, spending minimal time on maintaining ledgers and processing donations. He also coaches an 11-12 year old baseball team, dedicating a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2019 - Present · 6 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2015 - March 2019 · 3 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
August 2015 - March 2019 · 3 yrs 7 mos
Gwfs Equities, INC.Broker
April 2013 - December 2013 · 8 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.