WC
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William Constantine

18 Years of Experience
Pittsburgh, PA
1 DisclosureBrokerSells Insurance

William Constantine is a registered investment advisor at Cetera Investment Advisers LLC, based in Pittsburgh, PA, with 18 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

501 Towne Square Way, Pittsburgh, PA, 15227

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History

Regulatory History (1)
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Customer Dispute
May 2012
Settled
Other Business ActivitiesSells Insurance

William is eligible to receive referral fees from a trust department and earns income from a rental business. He also referees basketball games and sells fixed life insurance outside of Cetera, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2017 - Present · 9 yrs 6 mos
Cetera Investment Services LLCBroker
February 2014 - Present · 12 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
November 2012 - February 2014 · 1 yr 3 mos
Cco Investment Services CORP.Broker
September 2010 - November 2012 · 2 yrs 2 mos
Essex National Securities, INC.Broker
May 2010 - August 2010 · 3 mos
Uvest Financial Services Group, INC.Broker
February 2009 - June 2010 · 1 yr 4 mos
Natcity Investments, INC.Broker
March 2007 - February 2009 · 1 yr 11 mos
State Registrations5 states
FLOHPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.