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Vicki Nielsen

19 Years of Experience
Mchenry, IL
BrokerSells Insurance

Vicki Nielsen is a registered investment advisor at Cetera Investment Advisers LLC, based in Mchenry, IL, with 19 years of industry experience. Vicki operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5435 Bull Valley Rd Suite 100, Mchenry, IL, 60050

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Vicki is the President/Owner of Integrity Financial Professionals, Inc., where she sells insurance, securities, and investment products, dedicating nearly full-time hours to this. She is also an independent insurance agent selling fixed insurance products, spending about a quarter of her time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
February 2008 - June 2021 · 13 yrs 4 mos
Voya Financial Advisors, INC.Broker
March 2007 - June 2021 · 14 yrs 3 mos
State Registrations21 states
ALARAZCACOFLGAHIILINKSMIMNMONCNMOHOKPAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.