David Mclaughlin is a CFA-designated registered investment advisor, based in Redwood City, CA, with 16 years of industry experience.
Location
Redwood City, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citigroup Global Markets INC.
November 2024 - Present · 1 yr 6 mos
Citigroup Global Markets INC.
November 2024 - Present · 1 yr 6 mos
Citi Private Alternatives, LLC
November 2024 - Present · 1 yr 6 mos
Citigroup Global Markets INC.Broker
November 2024 - Present · 1 yr 6 mos
Citi Private Alternatives, LLCBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2022 - November 2024 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2022 - November 2024 · 2 yrs 8 mos
Citi Private Advisory, LLCBroker
March 2017 - March 2022 · 5 yrs
Citigroup Global Markets INC.
April 2014 - March 2022 · 7 yrs 11 mos
Citigroup Global Markets INC.Broker
April 2014 - March 2022 · 7 yrs 11 mos
Citigroup Global Markets INC.
May 2007 - August 2011 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2011 · 4 yrs 3 mos
Citicorp Investment Services
May 2007 - May 2007 · 0 mos
Citicorp Investment ServicesBroker
April 2007 - May 2007 · 1 mo
State Registrations17 states
ARAZCADCFLGAHIIDILMANMNVNYPASDTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.