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Anthony Herbenson

Robert W. Baird & CO. Incorporated
18 Years of Experience
Eau Claire, WI
1 DisclosureBroker
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Anthony Herbenson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Eau Claire, WI, with 18 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4890 Owen Ayres Court, Suite 102, Eau Claire, WI, 54701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Settled
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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2013 - Present · 13 yrs
Robert W. Baird & CO. Incorporated
October 2013 - Present · 13 yrs
Previous Registrations
Edward JonesBroker
November 2009 - October 2013 · 3 yrs 11 mos
Edward Jones
November 2009 - October 2013 · 3 yrs 11 mos
Raymond James Financial Services Advisors, INC
January 2009 - October 2009 · 9 mos
Raymond James Financial Services, INC.Broker
July 2008 - October 2009 · 1 yr 3 mos
Raymond James Financial Services
July 2008 - January 2009 · 6 mos
Sii Investments, INC.
December 2007 - July 2008 · 7 mos
Sii Investments, INC.Broker
September 2007 - July 2008 · 10 mos
State Registrations43 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMOMTNCNDNENJNVNYOHOKORPASDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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