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Christopher Harvey

Robert W. Baird & CO. Incorporated
8 Years of Experience
Eau Claire, WI
Broker
View SEC Summary
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Christopher Harvey is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Eau Claire, WI, with 8 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

4890 Owen Ayres Court, Suite 102, Eau Claire, WI, 54701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2018 - Present · 8 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 2018 - Present · 8 yrs 8 mos
State Registrations33 states
AKARAZCACODCDEFLGAIAILINMAMDMIMNMTNCNHNVNYOHOKORPATNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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