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Maria Arellano

LPL Financial LLC
17 Years of Experience
Millcreek, UT
1 DisclosureBroker
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Maria Arellano is a registered investment advisor at LPL Financial LLC, based in Millcreek, UT, with 17 years of industry experience. Maria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Millcreek, UT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
January 2018 - Present · 8 yrs 9 mos
LPL Financial LLCBroker
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2012 - August 2016 · 4 yrs 2 mos
Morgan StanleyBroker
June 2012 - August 2016 · 4 yrs 2 mos
TD Ameritrade, INC.
November 2011 - May 2012 · 6 mos
Amerivest Investment Management, LLC
November 2011 - May 2012 · 6 mos
TD Ameritrade, INC.Broker
September 2011 - May 2012 · 8 mos
Fidelity Brokerage Services LLCBroker
February 2011 - August 2011 · 6 mos
Chase Investment Services CORP.Broker
April 2007 - August 2010 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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