Roger Heidlebaugh is a registered investment advisor, based in Ashland, PA, with 16 years of industry experience.
Location
Ashland, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roger works full-time as a Portfolio Analyst for Vizo Financial Corporate Credit Union, providing investment information and access to credit unions. He also holds Power of Attorney for his mother, requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
October 2022 - February 2025 · 2 yrs 4 mos
Concourse Financial Group Securities, INC.Broker
September 2022 - February 2025 · 2 yrs 5 mos
Infinex Investments, INC.Broker
November 2021 - January 2022 · 2 mos
Infinex Investments, INC.
November 2021 - January 2022 · 2 mos
Santander Securities
January 2020 - November 2021 · 1 yr 10 mos
Santander Securities LLCBroker
January 2020 - November 2021 · 1 yr 10 mos
Bb&t Securities, LLC
January 2018 - March 2018 · 2 mos
Bb&t Securities, LLCBroker
January 2018 - March 2018 · 2 mos
Bb&t Investment Services, INC.
November 2015 - January 2018 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
November 2015 - January 2018 · 2 yrs 2 mos
Cetera Investment Advisers LLC
January 2014 - November 2015 · 1 yr 10 mos
Cetera Investment Services LLC
May 2012 - January 2014 · 1 yr 8 mos
Cetera Investment Services LLCBroker
May 2012 - November 2015 · 3 yrs 6 mos
Beaconsfield Financial Services, INC.Broker
March 2009 - May 2012 · 3 yrs 2 mos
Waddell & Reed, INC.Broker
April 2007 - February 2009 · 1 yr 10 mos
State Registrations8 states
DCDEMDNCNJPASCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.