JN
CFP
JN
CFP

James Curry Nicholson

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningDivorce PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
1,298 clients
Average Client Portfolio
$201K average
Assets Under Management
$260.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1000K1.50%
$1.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

400 Blankenbaker Parkway, Suite 100, Louisville, KY, 40243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is a managing partner at Magnate Wealth Management, LLC, and a financial advisor at Mike Brooks & Associates, dedicating about a quarter of his time to each. He is also a licensed insurance agent selling non-variable insurance products through Magnate Wealth Management, LLC and Capital Wealth Management, LLC.

Employment History
Current Registrations
Magnate Advisory Services, LLC
July 2016 - Present · 9 yrs 7 mos
Silver Oak Securities, IncorporatedBroker
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Silver Oak Securities, INC.
May 2016 - September 2023 · 7 yrs 4 mos
LPL Financial LLC
July 2007 - January 2016 · 8 yrs 6 mos
LPL Financial LLCBroker
May 2007 - January 2016 · 8 yrs 8 mos
State Registrations4 states
INKYTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.