James Nicholson
James Nicholson is a CFP-designated registered investment advisor at Magnate Advisory Services, LLC, based in Louisville, KY, with 19 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,576 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are negotiable and may be discounted based on unique circumstances.
Fee Estimator
Location
400 Blankenbaker Parkway, Suite 100, Louisville, KY, 40243
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a managing partner at Magnate Wealth Management, LLC, and a financial advisor at Mike Brooks & Associates, dedicating about a quarter of his time to each. He is also a licensed insurance agent selling non-variable insurance products through Magnate Wealth Management, LLC and Capital Wealth Management, LLC.
Employment History
Current Registrations
Magnate Advisory Services, LLC
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Silver Oak Securities, INC.
LPL Financial LLC
LPL Financial LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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