VK
VK

Venkat Krishnaswamy

17 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
352 clients
Average Client Portfolio
$824K average
Assets Under Management
$290.2M

Fee Structure

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Location

742 Alexander Road, Suite 305, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Venkat is a member and 33 1/3% owner of Kubhera Enterprises LLC, providing financial advisory services since 2009. This takes about half of Venkat's time, with a few hours per week during trading hours, and is investment advisory related.

Employment History
Current Registrations
Kubhera Enterprises LLC
October 2009 - Present · 16 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2009 - March 2021 · 11 yrs 5 mos
UBS Financial Services INC.
August 2007 - May 2009 · 1 yr 9 mos
UBS Financial Services INC.Broker
August 2007 - May 2009 · 1 yr 9 mos
State Registrations2 states
FLNJ
Advisor
Exams
No exam information available for this advisor.