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Eric Ellis

18 Years of Experience
Clarksville, TN

Eric Ellis is a registered investment advisor at Ellis Financial Planning, based in Clarksville, TN, with 18 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $180M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
331 clients
Average Client Portfolio
$546K average
Assets Under Management
$180.7M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.24%

Rates vary by program level: Summit is 0.69%, Complete is 0.79%, Enhanced is 0.89%, Classic is 0.99%, and standalone asset management is 1.24%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2681 Townsend Ct., Clarksville, TN, 37043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is an associate/employee and chief of staff for Ellis & Company Retirement Strategists, a branch support company, dedicating minimal time. He also serves as the Secretary for Ellis & Company, Inc., the support company's corporation, spending a few hours per week.

Employment History
Current Registrations
Ellis Financial Planning
October 2024 - Present · 2 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2015 - October 2024 · 9 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2014 - October 2024 · 10 yrs 8 mos
Transamerica Capital, INC.Broker
September 2011 - February 2014 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
January 2011 - September 2011 · 8 mos
Jackson National Life Distributors LLCBroker
April 2007 - December 2009 · 2 yrs 8 mos
State Registrations2 states
TNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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