KP
KP

Kraig Pendleton

18 Years of Experience
Saginaw, MI
Broker

Kraig Pendleton is a registered investment advisor at Morgan Stanley, based in Saginaw, MI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4760 Fashion Square Boulevard, Saginaw, MI, 48604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kraig serves as a trustee for a trust since November 2020. This investment-related activity takes minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2014 - Present · 11 yrs 6 mos
Morgan Stanley
November 2014 - Present · 11 yrs 6 mos
Morgan StanleyBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - November 2014 · 5 yrs 10 mos
UBS Financial Services INC.Broker
June 2007 - November 2014 · 7 yrs 5 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kraig Pendleton - Financial Advisor | TrueAdvisor