Shawn Fleming
Shawn Fleming is a ChFC-designated registered investment advisor at Professional Wealth Management Services LLC, based in Statesville, NC, with 18 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 60 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.99% |
Fees are customized and negotiable based on a client’s specific situation. Fees are generally decreased as a client’s assets under PWMS management cross sustainably above breakpoints at $500,000.00, $1MM, and $3MM.
Fee Estimator
Location
211 South Center Street, Suite 417, Statesville, NC, 28677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shawn is independently licensed in life, accident, and health insurance and may recommend insurance coverage to clients. He also engages in general business and management consulting, dedicating minimal time to both activities.
Employment History
Current Registrations
Professional Wealth Management Services LLC
Previous Registrations
Professional Advisory Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.