Nina Lloyd
Nina Lloyd is a registered investment advisor at Osaic Wealth, INC., based in Statesville, NC, with 14 years of industry experience. Nina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
126 E. Water Street, Statesville, NC, 28677-5228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nina is a partial owner of Nirae Properties LLP, a real estate investment firm, but has no active role in its management. She also owns Lloyd Grading and Utilities, Inc. and works as an insurance agent, spending a few hours per week on insurance sales. Finally, Nina is the President & CEO of Opus Financial Advisors, Inc., dedicating about half her time to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Opus Financial Advisors, INC.
Previous Registrations
Fsc Securities CorporationBroker
Wachovia Securities, LLCBroker
State Registrations30 states
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