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Brett Breen

Ameriprise Financial Services, LLC
19 Years of Experience
Tampa, FL
1 DisclosureBroker
View SEC Summary
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Brett Breen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 19 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brett owns a single-family real estate property in Anna Maria, Florida, since 2019. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2022 - Present · 4 yrs
Ameriprise Financial Services, LLC
October 2022 - Present · 4 yrs
Ameriprise Financial Services, LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
VALIC Financial Advisors, INC.
July 2008 - November 2022 · 14 yrs 4 mos
VALIC Financial Advisors, INC.Broker
June 2008 - November 2022 · 14 yrs 5 mos
Raymond James & Associates, INC.
December 2007 - July 2008 · 7 mos
Raymond James & Associates, INC.Broker
June 2007 - July 2008 · 1 yr 1 mo
State Registrations14 states
CAFLGAILKYMDNCNJNYOHPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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