Rebecca Bar-Shain
Rebecca Bar-Shain is a CFP-designated registered investment advisor at Seia, based in Cleveland, OH, with 18 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,772 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SEIA offers several investment management programs. Fees are calculated as a percentage of your portfolio's value, including cash, interest, and dividends. The exact fee is negotiated based on your situation, the complexity of your plan, and the types of investments. Fees can be a single rate, tiered, or breakpoint. Fees are paid quarterly. SEIA also uses third-party money managers, who bill clients directly.
Location
5885 Landerbrook Dr., Suite 200, Cleveland, OH, 44124
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2012Customer Dispute
June 2010Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Rebecca is involved with several charities and non-profits, including the Jewish National Fund, Jewish Family Services Association, Beachwood Kehilla, Fuchs Mizrachi School, and the Jewish Federation of Cleveland. She is also a co-trustee for her parents' trust, holds an insurance license for sales and service, and is a partner at SEIA LLC, dedicating full-time hours to this RIA.
Employment History
Current Registrations
Signature Estate Securities, LLC
Seia
Signature Estate Securities, LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cedar Brook Group
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.