WB
WB
William Baker
18 Years of Experience
Dublin, OH
2 Disclosures
William Baker is a registered investment advisor at W.M. Baker Investments LLC, based in Dublin, OH, with 18 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 42 clients with $5M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
42 clients
Average Client Portfolio
$119K average
Assets Under Management
$5.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $200K | 1.50% |
| $200K - $400K | 1.25% |
| $400K - $600K | 1.00% |
| $600K+ | 1.00% |
Fees above $600,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Dublin, OH
Get directionsHistory
Regulatory History (2)
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Regulatory
December 2025Pending
Employment Separation After Allegations
September 2011Employment History
Current Registrations
W.M. Baker Investments LLC
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Trafalgar Wealth Management, LLC
December 2011 - July 2012 · 7 mos
Ameriprise Financial Services, INC.
May 2007 - September 2011 · 4 yrs 4 mos
State Registrations2 states
OHTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.