Alexandra Marquez
Alexandra Marquez is a registered investment advisor at LPL Financial LLC, based in Guaynabo, PR, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7 Calle Tabonuco Ste 103, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2017Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Alexandra is doing business as PenFed Wealth Management, which is investment-related. She also has non-variable insurance and real estate rental activities, both of which require minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Citi International Financial Services LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Goldman, Sachs & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.