Alexandra Marquez
Alexandra Marquez is a registered investment advisor at LPL Financial LLC, based in Guaynabo, PR, with 16 years of industry experience. Alexandra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7 Calle Tabonuco Ste 103, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2017Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Alexandra is doing business as PenFed Wealth Management, which is investment-related. She also has non-variable insurance and real estate rental activities, both of which require minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Citi International Financial Services LLCBroker
UBS Financial Services INC.
UBS Financial Services Incorporated of Puerto RicoBroker
UBS Financial Services INC.Broker
Goldman, Sachs & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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